Compliance Analyst (Wealth Management)
Rutherford
Job Description
Compliance Analyst I'm partnering with a growing international Wealth Manager seeking a Compliance Analyst to join its expanding risk and compliance function. This is an excellent opportunity for an early-career compliance professional looking to gain broad exposure across monitoring, regulatory compliance, financial crime, and governance activities within a regulated environment. Key Responsibilities: • Support the delivery of the firm's compliance monitoring programme • Conduct thematic reviews, testing, and surveillance activities • Assist with anti-financial crime and AML oversight • Maintain compliance records, registers, and internal reporting documentation • Monitor and track remedial actions arising from compliance reviews • Support regulatory reporting and governance processes • Work closely with stakeholders across the business to promote a strong compliance culture • Contribute to process improvement and automation initiatives What We're Looking For: • Previous experience within compliance, risk, financial crime (0-2 years) • Strong organisational skills and exceptional attention to detail • Excellent written and verbal communication skills • Ability to manage multiple priorities and work independently • Wealth management or exposure to retail clients • A collaborative approach and strong stakeholder management skills